Llinks Law Offices has hired funds expert Frank Fu as a counsel in Shanghai from the China Securities Regulatory Commission.

Fu has experience in regulating fund management companies (FMCs), private fund managers (PFMs), asset management business of securities firms and futures firms, and fund-related institutions. In his previous role, he was responsible for regulating certain FMCs, and led in inspections of retail fund businesses, privately-raised asset management businesses of securities and futures companies, and PFMs. 

Fu worked in Fund Supervision Division, Institution Supervision Division III of the Shanghai branch of the China Securities Regulatory Commission Shanghai Branch for eight years. He became a government lawyer of the CSRC in 2017.

With the addition of Fu, Llinks is expected to strengthen its capabilities in fund and asset management, especially in compliance advice, assistance in compliance investigations and assessment of compliance effectiveness.

The Shanghai office now has three fund partners and four counsel, including Fu.  

 

基金业务专家卢俊加入通力律师事务所

卢俊作为顾问律师加盟通力律师事务所。加入通力之前,卢俊就职于中国证监会上海证监局。

卢俊长期从事公募基金监管、证券公司及期货公司资产管理业务监管、私募基金监管以及基金销售、托管、支付等基金服务机构监管, 曾负责证券期货经营机构公募基金和资产管理业务以及私募基金的现场和非现场检查, 担任多家基金公司监管责任人, 熟悉公募基金公司、证券及期货公司、私募基金的法律法规体系、行政监管与自律管理规则以及合规风控流程。

卢俊曾在中国证监会上海证监局工作八年,并先后在基金监管处、机构监管三处工作。2017年担任中国证监会公职律师,2018年成为美国GARP协会FRM持证人。

卢俊丰富的公募基金、私募基金以及资产管理业务监管经验,将进一步增强通力在基金和资产管理业务领域的专业服务能力,特别是在资产管理机构合规咨询、合规调查以及合规管理有效性评估方面,为客户提供更有力的支持。

通力上海办公室基金业务目前共有三位合伙人和包括卢俊在内的四位顾问。

 

To contact the editorial team, please email ALBEditor@thomsonreuters.com.

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